Al Tadeo

Compliance & Supervisory Principal

Al Tadeo serves as a Supervisory Principal/Branch Manager for both Level Four Financial and Level Four Advisory Service. Al is a US Navy veteran and comes to us with over 25 years in the financial services industry. He started his career as a Fixed Income Trader having worked for various bank capital markets, institutional trading firms and buy side firms. Al has since transitioned to Compliance and has been involved in various compliance and regulatory programs at Penson Financial Services, Avantax (formerly HDVest), and Purshe Kaplan Sterling Investments.

Al currently holds his FINRA Series 7, 24, 53 and 63 licenses.

Email: atadeo@levelfourfinancial.com

Phone: 972.284.5472

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Securities offered through Level Four Financial, LLC, a registered broker dealer and member of FINRA/SIPC. Advisory services offered through Level Four Advisory Services, LLC, an SEC-registered investment adviser. Insurance services offered through Level Four Insurance Agency, LLC. Level Four Financial, LLC, Level Four Advisory Services, LLC, and Level Four Insurance Agency, LLC are independent entities. | Disclosures | Representative Email Access

Level Four Group, LLC is a division of CRI Capital Group, LLC, a subsidiary of CRI Advisors, LLC. “CRI" is the brand name under which Carr, Riggs & Ingram, L.L.C. (“CPA Firm”) and CRI Advisors, LLC (“Advisors”) and its subsidiary entities provide professional services. CPA Firm and Advisors (and its subsidiary entities) practice as an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations and professional standards. CPA Firm is a licensed independent CPA firm that provides attest services to its clients, and Advisors and its subsidiary entities provide tax and business consulting services to their clients. Advisors and its subsidiary entities are not licensed CPA firms.