• Home
  • Meet Us
  • General Information
  • Brokerage Forms
  • Advisory Forms
  • Compliance
  • Compliance Alerts
  • Reg BI
  • Training & Advertising
  • Service Providers
  • LFCM
  • Insurance
  • Planning Department
  • IT Docs
  • FOFA Podcast
  • Marketing
  • Sign In
  • Create Account

  • My Account
  • Signed in as:

  • filler@godaddy.com


  • My Account
  • Sign out

Signed in as:

filler@godaddy.com

  • Home
  • Meet Us
  • General Information
  • Brokerage Forms
  • Advisory Forms
  • Compliance
  • Compliance Alerts
  • Reg BI
  • Training & Advertising
  • Service Providers
  • LFCM
  • Insurance
  • Planning Department
  • IT Docs
  • FOFA Podcast
  • Marketing

Account


  • My Account
  • Sign out


  • Sign In
  • My Account

Training & Advertising Reviews

See training & guides for New Account Opening Training. Compliance Training, Advertising review requests, and Annual Attestation are completed through Quest and RCI with more information below. 

New Accounts FOrm Wizard

Click Here

New Account Opening Training

Step-by-step Agent Re-Appointment with Insurance Carriers 04.2023 (pdf)Download
SBS Guide - LFF & RJ New Account Process - Overview 02.2025 (pdf)Download
SBS Guide - RJ COB (Client Onboarding) - Envelope 1 02.2025 (pdf)Download
SBS Guide - RJ Supplemental Forms - Envelope 2 03.2025 (pdf)Download
SBS Guide - Level Four New Account Forms - Env 3 02.2025 (pdf)Download
SBS Guide - Level Four DocuSign Process 02.2025 (pdf)Download
SBS Guide - Relationship Management 5.2026 (pdf)Download
SBS Guide - Paperwork Best Practices (pdf)Download
Reference Guide - Best Practices, Tips & Resources 01.2026 (pdf)Download
SBS Guide - Linking Annuities at RJ 4.2026 (pdf)Download
Direct Annuity Process 4.2026 (pdf)Download
SBS Guide - Changes to Level Four Advisory Accounts (LFAS202) 04.2026 (pdf)Download

Video

raymond james relationship management overview video

Download the Guide

Black Diamond Training

Operations-corporate only

Start your training today

Advisors

Start your training today

Roll Out Training

Recordings of live trainings offered during winter 2022

Access Training

Black Diamond for Advisors/CSA

daily work to get & keep accounts up-to-date

Daily Advisors and CSAs Operational Responsibilities Within Black Diamond 02/2024

Download the PDF

Videos

RCI Compliance Platform Training

Effective 9/1/22, RCI will replace Orion 

Level Four Financial Intranet

 Intranet Overview 

RCI Compliance Platform Training

Effective 9/1/22, RCI will replace Orion 

 DocuSign: Level Four Financial account

 How to use the Level Four Financial DocuSign account for eSignature of Level Four paperwork 

 LFF DocuSign Training 

Advisory Account Change Form and IAR Attest Training/Q&A

ICA Account Management Rules - RJ


Sales Force

Updating Recruiting Records - The Easy Way

Kaplan

Order Study Materials, Licensing Examinations & Insurance CE

Kaplan delivers license exam prep, professional development, and CE programs for the insurance, securities, and financial planning industries. 

Kaplan

Quest

QUEST CE TRAINING PLATFORM

Click here to view instructions in pdf.


CERTIFICATES:
It is not necessary to forward any completion certificates to the Compliance Department  They are for your own records. 

Quest CE

QUEST FOR ADVERTISING

 Click here to view instruction in pdf. 

QUEST FOR ADVERTISING

Quest Support

 If you have questions regarding the website, please contact Quest CE for assistance at 877-593-3366 or support@QuestCE.com. Support is available Monday through Friday 8:00 AM - 5:00 PM CT. Use the Online Chat feature from the training portal to connect with Quest rep regarding technical questions. 

Additional Training

We at Level Four Financial want you to be able to stay up to date with everything, including education. We have provided some helpful information below for your convenience, directing you to COB Education Libraries, Investor Access Enrollment and more. You must be signed into access advisor to view the links below.

CAIS TRADE ENTRY TRAINING

CAIS Trade Entry Training Video

STRUCTURED PRODUCT TRAINING

RJ Equity Linked Notes Required TrainingEquity Linked Notes – RJ Pamphlet Equity Linked Notes – Order and Instruction Spreadsheet RJ – Equity Linked Notes Update

Client Onboarding & Maintenance Education Library

Client Onboarding & Maintenance Education Library

Client Onboarding & Maintenance Education Library

Find out more

Raymond James Check in Transit Procedures

Client Onboarding & Maintenance Education Library

Client Onboarding & Maintenance Education Library

Find out more

Investor Access Enrollment

Client Onboarding & Maintenance Education Library

Investor Access Enrollment

Find out more

Mobile Check Deposit-Client Use

Check Deposit Procedures-Financial Advisor

Mobile Check Deposit-Client Use

Find out more

ACH Request in Money Movement

Check Deposit Procedures-Financial Advisor

Mobile Check Deposit-Client Use

Find out more

Check Deposit Procedures-Financial Advisor

Check Deposit Procedures-Financial Advisor

Check Deposit Procedures-Financial Advisor

Level Four's check deposit procedures.

Find out more

Global Relay

Global Relay for Android - Getting Started Reference Card (pdf)Download
Global Relay for Desktop - Getting Started Reference Card (pdf)Download
Global Relay for iOS - Getting Started Reference Card (pdf)Download
Global Relay for Web - Getting Started Reference Card 20221122 (pdf)Download

Global relay Training

Access training

Copyright © 2025 Level Four Group LLC - All Rights Reserved.


Check the background of your financial professional on FINRA's BrokerCheck. We take protecting you data and privacy very seriously.

As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.


Securities offered through Level Four Financial, LLC, a registered broker dealer and member of FINRA/SIPC.  Advisory services offered through Level Four Advisory Services, LLC, an SEC-registered investment adviser. Insurance services offered through Level Four Insurance Agency, LLC. Level Four Financial, LLC, Level Four Advisory Services, LLC, and Level Four Insurance Agency, LLC are independent entities.  |  Disclosures  |  Representative Email Access



  

Level Four Group, LLC is a division of CRI Capital Group, LLC, a subsidiary of CRI Advisors, LLC. “CRI" is the brand name under which Carr, Riggs & Ingram, L.L.C. (“CPA Firm”) and CRI Advisors, LLC (“Advisors”) and its subsidiary entities provide professional services. CPA Firm and Advisors (and its subsidiary entities) practice as an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations and professional standards. CPA Firm is a licensed independent CPA firm that provides attest services to its clients, and Advisors and its subsidiary entities provide tax and business consulting services to their clients. Advisors and its subsidiary entities are not licensed CPA firms.



Powered by