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Reg BI Downloads

LFF CRS Supplemental Document 11.22.2021 (pdf)Download
Disclosure Delivery FAQs (pdf)Download
Rep Form CRS Discussion Points (pdf)Download
Optional Form letter: Pre CRS Notification (docx)Download
Harbor Reg BI Implementation 1 Zoom 5-14-2020 (pdf)Download
Reg BI Implemenation 1 Q&A (pdf)Download
Harbor Reg BI Implementation 2 Zoom 5.28.20 (pdf)Download
Harbor Reg BI Implemenatation 3 Zoom 6.11.20 (pdf)Download
Reg BI Implementation 3 Q&A (pdf)Download
Sample CRS Disclosure Letter (pdf)Download
Reg BI (FE INT)-Ch.1 (pdf)Download
2019 Harbor Compliance Mtg Reg BI (pdf)Download

other forms & email

2022 Payroll Calendar (pdf)Download
Service Standards (pdf)Download
Quest Advertising Instructions (pdf)Download
2021 Market Holidays (pdf)Download
SecuriSync Get Started Guide for Windows (pdf)Download
iPhone Email setup and signature (pdf)Download
Outlook Email signature setup (pdf)Download
Check Deposit Procedures 12-2020 (pdf)Download
LFG.Internal Corporate Contact List (pdf)Download
ICA Account Management Rules - RJ 7.20.22 (pdf)Download
CE course instructions 2024 (pdf)Download

FOFa - 2022 Annual Compliance Meeting Presenatation

FOFA 2022 Compliance Presentation.FNL (pdf)

Download

Compliance Presentation 2021

View the Recording

Compliance Presentation 2021 11-4-21 (pdf)

Download

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Securities offered through Level Four Financial, LLC, a registered broker dealer and member of FINRA/SIPC.  Advisory services offered through Level Four Advisory Services, LLC, an SEC-registered investment adviser. Insurance services offered through Level Four Insurance Agency, LLC. Level Four Financial, LLC, Level Four Advisory Services, LLC, and Level Four Insurance Agency, LLC are independent entities.  |  Disclosures  |  Representative Email Access



  

Level Four Group, LLC is a division of CRI Capital Group, LLC, a subsidiary of CRI Advisors, LLC. “CRI" is the brand name under which Carr, Riggs & Ingram, L.L.C. (“CPA Firm”) and CRI Advisors, LLC (“Advisors”) and its subsidiary entities provide professional services. CPA Firm and Advisors (and its subsidiary entities) practice as an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations and professional standards. CPA Firm is a licensed independent CPA firm that provides attest services to its clients, and Advisors and its subsidiary entities provide tax and business consulting services to their clients. Advisors and its subsidiary entities are not licensed CPA firms.



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